Broker-Dealer
3 stories
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cryptoSEC Clarifies Crypto App Broker Rules Amidst Evolving Digital Assets
US SEC staff outlines conditions for crypto trading platforms to operate without broker-dealer registration, focusing on neutral functionality and transparent disclosures.
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cryptoSEC Clarifies Crypto Interface Broker-Dealer Registration Rules
US Securities and Exchange Commission issues guidance on registration requirements for crypto interfaces facilitating self-custodial wallet transactions.
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cryptoSEC's Stablecoin Capital Rule Shift: Major Implications for Brokers
The SEC has subtly altered its guidance, allowing broker-dealers to count stablecoin holdings as regulatory capital, a move with significant financial implications.