3 stories tagged #FINRA

  1. Record Margin Debt and Leveraged ETFs Fuel Market Rally, Sparking Analyst Concern
    finance

    Record Margin Debt and Leveraged ETFs Fuel Market Rally, Sparking Analyst Concern

    Surging leverage, including a record $1.42 trillion in margin debt, is creating a fragile, self-reinforcing loop in US stocks, particularly in tech and semiconductors.

    2w ago 1 min read
  2. 10 Crucial Questions for Your Financial Advisor
    finance

    10 Crucial Questions for Your Financial Advisor

    Before entrusting your future to a financial advisor, ask these ten essential questions to ensure they prioritize your interests and manage your wealth effectively.

    2mo ago 2 min read
  3. JPMorgan Fined $3.25 Million for Risky Trading Oversight
    finance

    JPMorgan Fined $3.25 Million for Risky Trading Oversight

    JPMorgan Securities faces a hefty fine from FINRA over a former broker's high-risk leveraged trading strategy that led to significant investor losses.

    3mo ago 1 min read