FINRA
3 stories
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financeRecord Margin Debt and Leveraged ETFs Fuel Market Rally, Sparking Analyst Concern
Surging leverage, including a record $1.42 trillion in margin debt, is creating a fragile, self-reinforcing loop in US stocks, particularly in tech and semiconductors.
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finance10 Crucial Questions for Your Financial Advisor
Before entrusting your future to a financial advisor, ask these ten essential questions to ensure they prioritize your interests and manage your wealth effectively.
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financeJPMorgan Fined $3.25 Million for Risky Trading Oversight
JPMorgan Securities faces a hefty fine from FINRA over a former broker's high-risk leveraged trading strategy that led to significant investor losses.