1 stories tagged #JPMorgan Securities

  1. JPMorgan Fined $3.25 Million for Risky Trading Oversight
    finance

    JPMorgan Fined $3.25 Million for Risky Trading Oversight

    JPMorgan Securities faces a hefty fine from FINRA over a former broker's high-risk leveraged trading strategy that led to significant investor losses.

    last mo. 1 min read